0 Like Investment20/20 Risk & Compliance Trainee at Martin Currie

Martin Currie are looking for a school/college leaver or graduate to become a Risk & Compliance Trainee.

Ask Investment20/20 A Question

Job title: Risk & Compliance Trainee    

Department:  Governance, Legal, Risk & Compliance

Location:  Head Office, Edinburgh   

Reports to:  Compliance Business Partner 

Direct reports:   No

 

Job purpose:  Working closely with other members of the Governance, Legal, Risk & Compliance team to assist with the development, delivery, management and oversight of the risk and compliance frameworks.  Support the team to engage with the business to ensure risks are well understood and mitigated through appropriate governance, policies, monitoring and training enabling an effective risk culture.

The role

Our trainee programme will enable you to:

  • Provide insights and assistance to the team in the oversight of its risk management responsibilities, and review the adequacy and effectiveness of the arrangements in place to manage risk.
  • Support the management of conduct, regulatory and operational risk, helping the business to understand its obligations through policies, training and support. This will include:
    • reviewing the compliance risks associated with Martin Currie's current and proposed business;
    • coordinating updates to risk and compliance policies, working closely with policy owners to ensure guidance for the business is easily understood;
    • reviewing relevant rules, laws and regulations applicable to the business' operations and activities;
    • monitoring internal compliance with policies; reviewing the design and implementation of business processes and procedures;
    • assessing the appropriateness of compliance processes;
    • assisting in the management of Martin Currie's relationship with all regulators; and
    • assisting in the identification and management of regulatory change across the relevant business areas; and
    • responding to queries from the business on risk and compliance matters.
  • Support and perform independent compliance monitoring of key processes to provide assurance to internal and external stakeholders that the required standards and practices were being attained.
  • Assist with the co-ordination and preparation of key team tasks including training sessions, team meetings, team management information and team planning documents.
  • Assist in the completion of regulatory returns.
  • Produce high quality reports and management information in a timely manner for senior management and members of the Executive and the Board.
  • Contribute to team and group projects.

Investment20/20 programme

You will be part of the Investment20/20 trainee programme providing you with opportunities to meet and network with other trainees across the industry and participate in socials and industry insight events.

Learning and development opportunities will be offered by Martin Currie and also through the centrally organised Investment 20/20 programme.  During your traineeship we will support you in achieving a professional qualification.

 

ABOUT YOU

We are looking for school/college leavers and graduates who are inquisitive and driven with a strong interest in developing a career in financial services, and in particular asset management.

  • Great team player with the confidence to engage with a wide range of people.
  • Able to think creatively and differently, and a willingness to learn.
  • Excellent attention to detail with the ability to present information succinctly.
  • Be well organised with the ability to work independently, but with appropriate help and guidance when you need it.
    • Excellent written communication skills.
  • Good IT skills, i.e. Microsoft Office applications.

 

Living Our Values

Our Values, described in terms of behaviours, are key to highly effective performance within each of our jobs.

Integrity

Being open and honest and having strong principles.  This is a foundation of our business.

Ownership

By this we mean accountability, responsibility and empowerment. It’s about taking responsibility for your job, being empowered to do all you can to do it well, learn and develop.

Ambition

A desire to raise the bar, the need for courage, confidence, positivity and challenge.  We must create a positive direction of travel for our business and think beyond the current environment.

Respect

A feeling of deep admiration for someone or something elicited by their abilities, qualities, or achievements. It reflects the requirement to show everyone personal respect and to respect the place of the individual in the team.

 

ABOUT US

Founded in 1881, our company has a long history in finance. We began investing in global equities in the 1920s, developing our Asian and emerging market capabilities thereafter. We have built on these specialisations ever since.

Today, we manage our clients’ money by investing it in companies across the globe. We do that with a long-term view, and by using a collaborative team decision approach. We work with a global client base of financial institutions, charities, foundations, endowments, pension funds, family offices, government agencies and investment funds.

Our affiliation with Legg Mason, one of the world’s largest asset management firms, in 2014 has enhanced our company both financially and culturally. It has elevated our operational platform to best-in-class, with an institutional grade infrastructure and a highly distinctive product offering which, when combined, create a highly compelling client proposition.

Importantly, though, the company’s corporate independence has been preserved. A stand-alone business model means we are able to operate with freedom of thought and action, ensuring our interests remain closely aligned with those of our clients.

WHY JOIN US?

Our learning culture and drive to deliver world class client solutions, means we are constantly innovating. This provides lots of opportunities to continue learning and developing, allowing you to grow your career. You will work in a fast-paced environment partnering with colleagues both in Edinburgh and across the globe.

WHAT WE ARE LOOKING FOR

We are looking for ambitious people who take responsibility, are keen to continue learning and are able to work in partnership with colleagues and clients.

OUR VALUES

Driven by our Purpose of ‘Investing to improve lives’, our strategy of delivering world class client solutions and pursuing investment excellence is underpinned by our values of Ambition, Responsibility, Partnership and Learning.

Apply

Sign up to receive careers advice and info about apprenticeships & school leaver jobs.

Sign up now